# SHFE disciplines Du Jian and private fund for silver options cross-trading; 10,000 yuan fine

The official Chinese text prevails.

## English summary

SHFE's decision 〔2026〕249号 says that on 12 February 2026, Du Jian (都健) used his own account and the account of 天算指增保护专享2号私募证券投资基金 to trade with each other in silver option contracts, disrupting market order. SHFE gave both parties a public criticism (通报批评). It ordered correction and fined Du Jian 10,000 yuan, payable within 5 trading days from the date the decision takes effect. The penalty will be recorded in the securities and futures market integrity database.

Timing stated in this notice: Fine payable within 5 trading days from the date the violation decision takes effect; no calendar date stated.

Scope: Du Jian (都健) and 天算指增保护专享2号私募证券投资基金, for trading in SHFE silver option contracts. Related futures companies are told to strengthen client compliance education and online trading monitoring.

Limitations: The notice does not name the specific silver option contracts, trade volumes or the futures company involved. It does not state when the decision takes effect. This summary does not establish any further sanctions beyond those listed.

Topics: [Compliance](https://chinaexchangecirculars.com/topics/compliance/)

## Evidence excerpts

> 在白银期权合约上相互交易，扰乱市场秩序

> 给予都健、天算指增保护专享2号私募证券投资基金通报批评处分

> 并处都健罚款1万元

## Source and dates

Original Chinese title: 违规处理决定公告

Official publication date: 2026-11-03

[Official Chinese source](https://www.shfe.com.cn/publicnotice/notice/202611/t20261103_833941.html)

[CEC HTML](https://chinaexchangecirculars.com/notices/shfe-4c881c5c03a784a8416e/) · [Canonical notice](https://chinaexchangecirculars.com/notices/shfe-4c881c5c03a784a8416e/)

## Chinese original

```text
〔2026〕249号 当事人： 都健，籍贯安徽省桐城市，1992年出生。 天算指增保护专享2号私募证券投资基金。 2026年2月12日，都健使用都健账户、天算指增保护专享2号私募证券投资基金账户，在白银期权合约上相互交易，扰乱市场秩序。上述行为已构成《上海期货交易所违规处理办法》第三十二条第一款第三项的违规行为，依据该办法第三十二条之规定，交易所决定： 1. 给予都健、天算指增保护专享2号私募证券投资基金通报批评处分； 2. 责令改正，并处都健罚款1万元，在违规案件处理决定书生效之日起5个交易日内如数缴纳至上海期货交易所指定账户。 相关期货公司应加强对客户的合规教育，加强对网上交易的监控和管理，防范类似事件再次发生。 相关违规处罚决定记入证券期货市场诚信档案数据库。 上海期货交易所 2026年11月3日
```

Independently compiled for information only, not investment advice. Official Chinese notices and your broker’s applicable terms prevail.