# SHFE opening-position restrictions on 3 account groups for excess intraday opening volume: 2026-10-22

The official Chinese text prevails.

## English summary

On 22 October 2026, SHFE reported that 3 account groups under actual control exceeded intraday opening-volume limits in the relevant contracts and reached the exchange's enforcement threshold. SHFE found this conduct violated Article 16 of its Abnormal Trading Behaviour Management Measures and imposed opening-position restrictions on the relevant clients in the corresponding products.

Timing stated in this notice: Not established by this summary. Consult the official Chinese notice.

Scope: Only the relevant clients in 3 account groups under actual control, in the corresponding products; this is not a market-wide restriction.

Limitations: The notice does not name the clients, contracts or products, and does not say how long the restriction lasts. It concerns intraday opening volume, not position limits. No wider trading ban is inferred.

Topics: [Compliance](https://chinaexchangecirculars.com/topics/compliance/), [Trading limits](https://chinaexchangecirculars.com/topics/trading-limits/)

## Evidence excerpts

> 3组实际控制关系账户在相关合约上账户组日内开仓交易量超限达到交易所处理标准

> 违反《上海期货交易所异常交易行为管理办法》第16条之规定

> 对相关客户在相应品种上采取限制开仓的监管措施

## Source and dates

Original Chinese title: 关于对部分客户采取限制开仓监管措施的公告

Official publication date: 2026-10-22

[Official Chinese source](https://www.shfe.com.cn/publicnotice/notice/202610/t20261022_833803.html)

[CEC HTML](https://chinaexchangecirculars.com/notices/shfe-a7fb5a9995bf38923ff6/) · [Canonical notice](https://chinaexchangecirculars.com/notices/shfe-a7fb5a9995bf38923ff6/)

## Chinese original

```text
〔2026〕229号 2026年10月22日，3组实际控制关系账户在相关合约上账户组日内开仓交易量超限达到交易所处理标准。上述客户交易行为违反《上海期货交易所异常交易行为管理办法》第16条之规定，交易所决定对相关客户在相应品种上采取限制开仓的监管措施。 特此公告。 上海期货交易所 2026年10月22日
```

Independently compiled for information only, not investment advice. Official Chinese notices and your broker’s applicable terms prevail.