# SHFE consultation on measures for handling violations: October 2026

The official Chinese text prevails.

## Questions this notice answers

### Did this SHFE consultation published on 12 October 2026 set an effective date?

No. This notice seeks public comments on proposals; it does not announce adoption, an effective date or a listing date. The consultation covers the proposed SHFE rule amendments identified in the original notice. The notice requested comments before 19 October 2026.

### Key facts and source passages


Comments before 19 October 2026.

> 于2026年10月19日之前反馈至上海期货交易所

> 〔2026〕220号 根据《中华人民共和国期货和衍生品法》《期货交易管理条例》《期货交易所管理办法》等有关法律、行政法规和规章，上海期货交易所拟修订《上海期货交易所违规处理办法》，现向社会公开征求意见。

## English summary

SHFE published a consultation on amendments to its measures for handling violations. The notice requests comments before 19 October 2026, as worded in the original.

Timing stated in this notice: Comment deadline wording: before 19 October 2026, as worded in the original. This is not a rule commencement date.

Scope: The proposed SHFE rule amendments identified in the original notice.

Limitations: Consultation does not establish adoption or current effectiveness. The detailed draft is outside the notice text; consult the official source and attachments.

Topics: [Consultations](https://chinaexchangecirculars.com/topics/consultations/)

## Evidence excerpts

> 2026年10月19日之前

> 公开征求意见

## Source and dates

Original Chinese title: 关于就修订《上海期货交易所违规处理办法》公开征求意见的公告

Official publication date: 2026-10-12

[Official Chinese source](https://www.shfe.com.cn/publicnotice/notice/202610/t20261012_833677.html)

[CEC HTML](https://chinaexchangecirculars.com/notices/shfe-aff6deddbf3127e9f117/) · [Canonical notice](https://chinaexchangecirculars.com/notices/shfe-aff6deddbf3127e9f117/)

## Chinese original

```text
〔2026〕220号 根据《中华人民共和国期货和衍生品法》《期货交易管理条例》《期货交易所管理办法》等有关法律、行政法规和规章，上海期货交易所拟修订《上海期货交易所违规处理办法》，现向社会公开征求意见。 请将对上述业务规则修订有关内容的意见和建议，以书面或者电子邮件形式于2026年10月19日之前反馈至上海期货交易所。您的反馈信息同时表明您同意将您的联系信息和资料被上海期货交易所使用，并仅用于本公告所述征求意见事宜，敬请知悉。 电子信箱：shfe.advice@shfe.com.cn 电 话：021-68404109，021-68401849 通讯地址：中国上海市浦东新区松林路300号上海期货大厦 附件： 1．修订说明 2．修订对照表 3．《上海期货交易所违规处理办法（征求意见稿）》 上海期货交易所 2026年10月12日
```

Independently compiled for information only, not investment advice. Official Chinese notices and your broker’s applicable terms prevail.