Notices / SHFE

SHFE opening-position restrictions after intraday opening-volume breach: 23 October 2026

关于对部分客户采取限制开仓监管措施的公告

Published · Shanghai Futures ExchangeOfficial notice ↗

Summary

On 23 October 2026, SHFE reported that 1 account group under actual control exceeded intraday opening-volume limits in relevant contracts and reached its enforcement threshold. SHFE imposed opening-position restrictions on the relevant clients in the corresponding products, citing a violation of Article 16 of its abnormal trading rules.

Timing
No effective date stated in the notice.
Applies to
The relevant clients and corresponding products involved in the action concerning 1 account group under actual control; not a market-wide restriction.
Not covered
The notice does not name the clients, products or contracts, state the numerical opening-volume limit, or specify the restriction’s start or duration.

The official Chinese text prevails.

Source excerpts

1组实际控制关系账户 ¶1
账户组日内开仓交易量超限达到交易所处理标准 ¶1
对相关客户在相应品种上采取限制开仓的监管措施 ¶1

官方中文原文 Official Chinese text

〔2026〕230号 2026年10月23日,1组实际控制关系账户在相关合约上账户组日内开仓交易量超限达到交易所处理标准。上述客户交易行为违反《上海期货交易所异常交易行为管理办法》第16条之规定,交易所决定对相关客户在相应品种上采取限制开仓的监管措施。

特此公告。

上海期货交易所 2026年10月23日