Opening-position restrictions
China’s futures exchanges routinely restrict new positions for account groups that exceed intraday opening limits. Each entry links to the official notice. These are measures on specific clients, not market-wide rule changes.
12 notices · Compliance topic · All notices
-
SHFE opening-position restrictions after intraday opening-volume breach: 23 October 2026
关于对部分客户采取限制开仓监管措施的公告
On 23 October 2026, SHFE reported that 1 account group under actual control exceeded intraday opening-volume limits in relevant contracts and reached its enforcement threshold. SHFE imposed opening-position restrictions on the relevant clients in the corresponding products, citing a violation of Article 16 of its abnormal trading rules.
-
SHFE opening-position restrictions on 3 account groups for excess intraday opening volume: 2026-10-22
关于对部分客户采取限制开仓监管措施的公告
On 22 October 2026, SHFE reported that 3 account groups under actual control exceeded intraday opening-volume limits in the relevant contracts and reached the exchange's enforcement threshold. SHFE found this conduct violated Article 16 of its Abnormal Trading Behaviour Management Measures and imposed opening-position restrictions on the relevant clients in the corresponding products.
-
INE opening-position restrictions: 2026-10-21
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-21, INE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
INE opening-position restrictions: 2026-10-20
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-20, INE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
SHFE opening-position restrictions: 2026-10-20
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-20, SHFE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
SHFE opening-position restrictions: 2026-10-19
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-19, SHFE reported that 2 account groups under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
SHFE opening-position restrictions: 2026-10-16
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-16, SHFE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
SHFE opening-position restrictions: 2026-10-15
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-15, SHFE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
SHFE opening-position restrictions: 2026-10-14
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-14, SHFE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
INE opening-position restrictions: 2026-10-13
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-13, INE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
SHFE opening-position restrictions: 2026-10-13
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-13, SHFE reported that 3 account groups under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.
-
INE opening-position restrictions: 2026-10-09
关于对部分客户采取限制开仓监管措施的公告
On 2026-10-09, INE reported that 1 account group under actual control reached its enforcement threshold for excessive intraday opening volume. It imposed opening-position restrictions on the relevant clients in the relevant products.