Notices / SHFE

SHFE opening-position restrictions on 3 account groups for excess intraday opening volume: 2026-10-22

关于对部分客户采取限制开仓监管措施的公告

Published · Shanghai Futures ExchangeOfficial notice ↗

Summary

On 22 October 2026, SHFE reported that 3 account groups under actual control exceeded intraday opening-volume limits in the relevant contracts and reached the exchange's enforcement threshold. SHFE found this conduct violated Article 16 of its Abnormal Trading Behaviour Management Measures and imposed opening-position restrictions on the relevant clients in the corresponding products.

Timing
No effective date stated in the notice.
Applies to
Only the relevant clients in 3 account groups under actual control, in the corresponding products; this is not a market-wide restriction.
Not covered
The notice does not name the clients, contracts or products, and does not say how long the restriction lasts. It concerns intraday opening volume, not position limits. No wider trading ban is inferred.

The official Chinese text prevails.

Source excerpts

3组实际控制关系账户在相关合约上账户组日内开仓交易量超限达到交易所处理标准 ¶1
违反《上海期货交易所异常交易行为管理办法》第16条之规定 ¶1
对相关客户在相应品种上采取限制开仓的监管措施 ¶1

官方中文原文 Official Chinese text

〔2026〕229号 2026年10月22日,3组实际控制关系账户在相关合约上账户组日内开仓交易量超限达到交易所处理标准。上述客户交易行为违反《上海期货交易所异常交易行为管理办法》第16条之规定,交易所决定对相关客户在相应品种上采取限制开仓的监管措施。

特此公告。

上海期货交易所 2026年10月22日