Summary
CFFEX's 23 October 2026 notice reports September enforcement, including opening restrictions on 70 clients in 26 trading-limit cases. It also handled 6 cases involving 6 clients whose hedge positions exceeded corresponding asset-ratio requirements. In 1 disciplinary case, 6 clients received public censure, opening restrictions and confiscation of illicit gains, with results entered in the capital-market integrity database. In a separate misconduct lead, 1 member received a written warning.
- Timing
- No effective date stated in the notice.
- Applies to
- Clients and members subject to CFFEX enforcement actions reported for September 2026; not market-wide restrictions.
- Not covered
- The notice does not name the clients, members or contracts, or specify restriction durations. This summary does not reproduce every enforcement category or establish current trading rules.
The official Chinese text prevails.
Source excerpts
处理违反交易限额行为26起，对涉及的70名客户采取限制开仓措施 ¶2处理客户套保持仓超过其相应资产配比要求的行为6起 ¶2对1起违规案件中的6名客户采取通报批评、限制开仓、没收违规所得的纪律处分措施 ¶2官方中文原文 Official Chinese text
〔2026〕12号
为防范市场风险，维护市场秩序，保护交易者合法权益，我所对违反交易所规则的行为采取自律监管措施。2026年9月情况如下：处理自成交超限行为3起，频繁报撤单超限行为3起，实际控制关系账户合并持仓超限行为2起，共涉及客户16名。对5名客户采取限制开仓措施，对11名客户所在会员采取电话提示措施。处理违反交易限额行为26起，对涉及的70名客户采取限制开仓措施。处理客户套保持仓超过其相应资产配比要求的行为6起，对涉及的6名客户采取谈话提醒、限制开仓、限期调整、要求报告情况等措施。处理违规线索2起，对1起违规案件中的6名客户采取通报批评、限制开仓、没收违规所得的纪律处分措施，并将处理结果计入资本市场诚信信息数据库；对1起违规线索中的1家会员采取书面警示的自律管理措施。
特此公告。
中国金融期货交易所 2026年10月23日